Social Media, Email, and Digital Communications

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What this video covers

  • Why text messages, instant messages, and social media direct messages must be supervised and retained just like formal letters, with no exemption for informal channels
  • The difference between a plain hyperlink for general reference and adopted third-party content through likes, shares, or added commentary
  • How entanglement with third-party content makes a firm responsible for ensuring that content is fair, balanced, and not misleading
  • Why static website content (homepage, product descriptions, professional bios) is fully the firm's own communication and responsibility
  • How interactive or third-party content on a website (live chat, comment threads, linked articles) triggers responsibility only through adoption or endorsement
  • Why "it's just our website" is never a valid defense, and why the Administrator may require filing of website content just like any other advertising or sales literature
  • The rapid-fire distinctions that separate harmless digital activity from career-ending compliance violations on exam day

Read the full lesson, free

This video's complete written lesson is free to read in the CertFuel app, no signup wall. When you're ready to drill the topic, the full Series 63 course adds adaptive practice questions and spaced-repetition flashcards.

Read the Free Lesson โ†’ free ยท no signup wall