Administrator Powers

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What this video covers

  • Why the administrator can investigate and subpoena at their sole discretion, yet cannot personally enforce a subpoena without court intervention
  • The exact meaning of contumacy, and the step-by-step flow from subpoena issuance to court-ordered enforcement to contempt of court
  • How administrators cooperate across state lines through cross-border subpoenas, and the legal condition that must be met for reciprocal enforcement
  • Why compelled testimony overrides Fifth Amendment self-incrimination claims, and the precise scope of use immunity versus the lack of immunity for perjury or contempt
  • The critical distinction between cease and desist orders (administrator alone, no prior hearing) and injunctions (court required, with remedies like receivership and restitution)
  • Why the administrator pays zero bond when seeking injunctive relief, while private parties typically must post a bond
  • The three-tier power matrix: administrator alone, administrator plus court, and court alone, with concrete examples of each

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This video's complete written lesson is free to read in the CertFuel app, no signup wall. When you're ready to drill the topic, the full Series 63 course adds adaptive practice questions and spaced-repetition flashcards.

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