Judicial Remedies

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What this video covers

  • Why a cease and desist order is administrative, not judicial, and why no prior hearing is required before the Administrator issues one
  • The exact boundary between administrative and judicial remedies: stopping conduct versus touching money, assets, or property
  • What injunctions, restraining orders, and writs of mandamus are, and why only a court can grant them
  • Why the Administrator can request but never grant an injunction or appoint a receiver, and how the exam tests this vocabulary trap
  • What rescission, restitution, and disgorgement mean, and why all three require a formal court proceeding
  • Why the Administrator is never required to post a bond when seeking injunctive relief, unlike private parties
  • How to spot the "administrative versus judicial" framework in scenario questions and eliminate wrong answers instantly

Read the full lesson, free

This video's complete written lesson is free to read in the CertFuel app, no signup wall. When you're ready to drill the topic, the full Series 63 course adds adaptive practice questions and spaced-repetition flashcards.

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