Portfolio Risk and Product Disclosures: Rapid Fire

What this video covers

• Why fixed income carries the most purchasing power risk, and why the nominal coupon never changing still means shrinking constant-dollar value
• How a bond ladder spreads price risk and reinvestment risk across time without eliminating either
• The exact difference between marketability, a property of the security, and liquidity need, a property of the customer
• Why forced conversion describes economics, not issuer coercion, and the holder's choice when conversion value exceeds call price
• The stacking hold periods for a specified adult: 2 business days to notify, 15 to hold, 25 with a supporting internal review, then up to 55 with an outside report
• The four simultaneous triggers for dollar-and-percentage markup disclosure on a confirmation
• Why the Financial Industry Regulatory Authority (FINRA) public trade-data page and execution-time-to-the-second requirements travel with debt type and customer type alone, with no same-day offsetting trade needed