2026 ยท sourced from each provider's product page

Best Series 99 exam prep in 2026

We list ourselves first on purpose, then compare honestly. Every provider that sells a standalone Series 99 course, stacked across price, question-bank depth, adaptive learning, and who each one actually fits. Every competitor claim is sourced from that provider's published Series 99 product page.

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[01]

The short answer

For Series 99 candidates in 2026, CertFuel is free: the whole course through the end of 2026, no credit card, including a 1,300+ question adaptive bank, unlimited practice exams, textbook-style reading for every unit, 600+ FSRS flashcards, and the Aiden AI tutor. It is also the only genuine adaptive engine in this comparison.

Among the paid options, the Series 99 market is unusually cheap because the exam is small. Kaplan starts at $79 (Basic) and $109 (Essential), STC Standard is $152 (rising to $449 for Premier Plus with a live class), the Securities Institute of America runs $124.99 to $209, Pass Perfect sells a single $155 tier, and Knopman Marks is $275 for a full year. The Securities Institute of America is the only one of them that publishes a question count (1,200+), which is still below CertFuel's 1,300+. The exam itself is 50 scored questions, a 68% passing score, and 90 minutes across two FINRA functions: broker-dealer operations (70%) and professional conduct (30%). Because the Series 99 requires firm sponsorship through Form U4, nearly every candidate is employed while studying, and if your firm reimburses a specific provider, that reimbursement usually beats paying out of pocket for anything else.

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[02]

Price and feature comparison

Provider Price Qbank Size Adaptive Readiness AI Tutor Format
CertFuel Free (through 2026) 1,300+ Yes Yes Aiden Adaptive app + reading
Kaplan $79 to $109 (5 mo) Not published No No Not listed Self-study manual + QBank
STC $152 to $449 (6 mo) Not published No Green Light exams Not listed Study manual + on-demand lectures
Securities Institute of America $124.99 to $209 (180 days) 1,200+ No Greenlight exam TotalGenius (top tier) Video course + textbook + test bank
Pass Perfect $155 (7 mo) Not published Performance-based No Not listed eBook + test bank + video
Knopman Marks $275 (12 mo) Not published Predictive analytics Benchmark exam Not listed Textbook + video + faculty support

Prices are standalone Series 99 tiers retrieved from each provider's product page in 2026. Kaplan, STC, and the Securities Institute of America also sell SIE bundles and individual study products separately, which run higher when combined. The AI Tutor column reflects what each provider advertises on its Series 99 page; "Not listed" means none is named there, not that one definitely does not exist. Only CertFuel and the Securities Institute of America publish a question count for the Series 99 at all.

[03]

Provider reviews

CertFuel

Free (through 2026)

Free through the end of 2026 and the only adaptive option here: reading, adaptive quizzes, unlimited practice exams, flashcards, and the Aiden AI tutor

What it does well

  • The entire course is free through the end of 2026, with no credit card required to start
  • Only adaptive engine here: resurfaces the topics you keep missing instead of serving a fixed, randomly ordered bank
  • 1,300+ Series 99 questions, the largest published bank in this comparison, and topic-weighted to the real 70/30 function split
  • Unlimited full-length timed practice exams with a per-topic score breakdown
  • 600+ FSRS-based spaced-repetition flashcards for the retention periods and clocks
  • Live Exam Readiness Score (unique in this comparison)
  • Aiden, a built-in AI tutor that reads the lesson you are on, answers your questions, works examples, and breaks down the ones you miss (meet Aiden)
  • A free one-page cheat sheet and a full-length practice exam outside the app, no account needed

Where it falls short

  • No live-instructor option
  • Newer brand, smaller name recognition than Kaplan or STC
  • No printed textbook (online only)
  • The free pricing is time-boxed to the end of 2026, not permanent

Best for: Anyone whose firm does not mandate a specific provider, and anyone who wants to find out how much prep they actually need before spending money. The adaptive bank drills the operational workflows that carry 70% of the exam, and it costs nothing through the end of 2026.

Kaplan

$79 to $109 (5 mo)

Cheapest paid option, biggest brand in securities prep, no adaptive engine

What it does well

  • Strongest brand recognition in the field
  • Basic Self-Study is $79 and Essential Self-Study is $109, the lowest paid prices in this comparison
  • License Exam Manual available online, as a PDF, or in print
  • Essential tier adds a practice exam, a mastery exam, checkpoint exams, and a performance tracker on top of the SecuritiesPro QBank
  • Common reimbursement partner for wirehouse and bank-channel firms

Where it falls short

  • Question count not published
  • No adaptive question selection; the QBank is the same randomly generated pool in both tiers
  • Five-month access window with paid extensions (around $49 per five months)
  • Basic tier drops the practice exam, mastery exam, checkpoint exams, and performance tracker
  • No instructor-led tier for the Series 99, and flashcards are a $29 add-on rather than an included feature

Best for: Candidates whose firm reimburses Kaplan specifically, or who want the biggest brand name and a printed manual for under $110.

STC (Securities Training Corporation)

$152 to $449 (6 mo)

Long-running industry favorite for firm-paid prep, pass guarantee on the top two tiers

What it does well

  • Series 99 tiers: Standard $152, Premier $386, Premier Plus $449
  • Premier and Premier Plus include the STC Pass Guarantee
  • Decades-long footprint in employer-sponsored programs
  • Progress exams and Green Light readiness exams on the Premier and Premier Plus tiers
  • Roughly 8 hours of on-demand lectures plus flashcards from the Premier tier up
  • Premier Plus adds a live virtual class and a recording of it
  • Online and printed study manual included at every tier

Where it falls short

  • Question count not published
  • No adaptive learning across any tier
  • Premier Plus is the most expensive option on this page, at $449 for a 50-question exam
  • Standard tier drops on-demand lectures, flashcards, and the pass guarantee

Best for: Candidates whose firm has an existing STC contract or who want a pass guarantee backed by a long-running enterprise provider.

Securities Institute of America

$124.99 to $209 (180 days)

The most transparent competitor on question count, built around a 13-hour video course

What it does well

  • Three published tiers: video course plus practice exams ($124.99), textbook plus test bank ($139.95), and the Complete Exam Prep Course ($209)
  • The only competitor here that publishes a question count: 1,200+ questions with explanations
  • 13+ hours of video across 16 lectures, each with its own section test
  • 432-page perfect-bound textbook plus an eBook, shipped free
  • Unlimited randomized final exams and topic-focused practice exams
  • Greenlight readiness exam with a money-back pass guarantee
  • Bundles its own AI tutoring feature, TotalGenius, with the Complete course

Where it falls short

  • No adaptive question selection; the bank is customizable, not performance-driven
  • 180-day access window, shorter than Pass Perfect or Knopman Marks
  • The published question count is shared across tiers, so the cheaper tiers mostly differ on format rather than depth
  • Less name recognition inside firms than Kaplan or STC

Best for: Candidates who learn from video and want a physical textbook, and anyone who wants to know exactly how many questions they are buying.

Pass Perfect

$155 (7 mo)

Older brand, one flat tier, longest access window among the sub-$200 options

What it does well

  • One simple tier at $155: eBook plus test bank, with no upsell ladder to weigh
  • Seven-month access window, the longest of the paid tiers under $200
  • Chapter video lectures and animated videos aligned to the eBook's content
  • Multi-level assessments: quick quizzes at the topic level, chapter exams, mid-term exams, and fixed final exams
  • Live virtual classes available separately for candidates who want instruction

Where it falls short

  • Question count not published
  • Performance-based delivery stops short of the adaptive question selection CertFuel runs
  • Online interface feels dated next to CertFuel
  • No readiness exam or pass guarantee on the standard tier

Best for: Candidates who want one price, one package, and a long access window without comparing tiers.

Knopman Marks

$275 (12 mo)

Faculty-supported prep with the longest access window and the highest price

What it does well

  • One tier at $275 with a full year of access, the longest paid window here
  • Predictive analytics curate practice questions around your weakest topics, the closest thing to adaptive selection among the paid options
  • Onboarding call, faculty Q&A by email, and private strategy calls
  • Physical and digital textbook, video lectures, and digital flashcards
  • Initial assessment to set a baseline and a benchmark exam to test readiness
  • Automated performance monitoring that flags candidates who fall behind

Where it falls short

  • Question count not published
  • The most expensive single-tier option here, at $275 for an exam most candidates clear in 40 to 60 hours of study
  • No pass guarantee published on the Series 99 page
  • Replacement textbook costs $50 on top of the course

Best for: Candidates who want human support attached to their prep, or whose firm already runs a Knopman Marks program for its other licenses.

[04]

Which Series 99 prep should you choose?

01

Self-funded

CertFuel (free through the end of 2026). It is the only adaptive engine in this comparison and it costs nothing right now, including the 1,300+ question bank, unlimited practice exams, 600+ flashcards, and the Aiden AI tutor. Start there, and buy something else only if you find a gap.

02

Firm is paying

Use whoever your firm reimburses. The Series 99 requires firm sponsorship through Form U4, so nearly every candidate is employed while studying, and Kaplan and STC in particular dominate employer-sponsored programs at banks and broker-dealers. When someone else is paying, take the reimbursement and use what they cover.

03

You want a printed book and video

Securities Institute of America ($209 complete, $139.95 for textbook plus test bank). It ships a 432-page textbook free, publishes its 1,200+ question count, and bundles 13 hours of video. Kaplan's $109 Essential tier is the cheaper printed-manual route if you do not need the video.

04

You want a person to answer questions

Knopman Marks ($275) or STC Premier Plus ($449). Knopman Marks includes faculty Q&A and private strategy calls for a year; STC Premier Plus adds a live virtual class and carries the STC Pass Guarantee. CertFuel's answer to the same need is Aiden, which is instant and available at 2am but is an AI, not a person.

[05]

Frequently asked

Is there a free Series 99 exam prep?

Yes. The full CertFuel Series 99 course is free through the end of 2026: every lesson, a 1,300+ question adaptive bank, 600+ spaced-repetition flashcards, unlimited practice exams, and the Aiden AI tutor, with no credit card required. Outside the course, CertFuel also hosts a full-length Series 99 practice exam and a one-page cheat sheet that need no account at all. The other providers publish free samplers or a demo lesson, but their full systems are paid.

What's the cheapest paid Series 99 exam prep?

Kaplan has the lowest paid entry price: its Basic Self-Study Package is $79, and the Essential package that adds the practice exam, mastery exam, and checkpoint exams is $109. The Securities Institute of America starts at $124.99 for its video and practice-exam package, Pass Perfect is $155 for its single eBook-and-test-bank tier, STC Standard is $152, and Knopman Marks is $275. The Series 99 market prices far below the rep-level exams, so the gap between the cheapest and the most expensive option here is smaller than it looks on the Series 7 or Series 24.

Which Series 99 prep has the most practice questions?

CertFuel publishes a 1,300+ question Series 99 bank, and the Securities Institute of America is the only competitor publishing a count at all, at 1,200+ questions. Kaplan, STC, Pass Perfect, and Knopman Marks do not publish exact question counts on their Series 99 product pages; STC separately advertises 1,800+ flashcards on its Premier tiers, which is a study aid, not a question-bank size. Because the exam is only 50 scored questions across two functions, raw depth matters less here than it does on a broad exam, and adaptive selection over the operational workflows matters more.

Is the cheapest Series 99 prep good enough to pass?

Often, yes. The Series 99 is 50 scored questions (55 total with pretest) in 90 minutes with a 68% passing score, which is the lowest passing score of any FINRA top-off, and most candidates already work in operations. Kaplan's $79 Basic tier gets you the License Exam Manual and the SecuritiesPro QBank, but it drops the practice exam, mastery exam, checkpoint exams, and performance tracker that the $109 Essential tier includes. If you are paying out of pocket, start with the free CertFuel course and see whether you need to buy anything at all.

Which Series 99 prep has adaptive learning?

CertFuel is the only provider in this comparison with a genuine adaptive engine that adjusts the questions you see based on your performance. Knopman Marks advertises predictive analytics that curate questions around your weakest topics, which is the closest competitor equivalent, and Pass Perfect describes performance-based delivery that stops short of full adaptive selection. Kaplan, STC, and the Securities Institute of America all build their banks by topic or randomization rather than adjusting to an individual candidate. Separate from its adaptive engine, CertFuel ships a lesson-aware AI tutor, Aiden, that explains any lesson and works examples on demand; the Securities Institute of America bundles its own AI tutoring feature, TotalGenius, with its top tier.

Do I need a paid Series 99 course?

No required course exists, and FINRA does not endorse any provider. The Series 99 requires firm sponsorship through Form U4, so nearly every candidate is employed while studying, and many firms reimburse a specific provider (often Kaplan or STC, given their long-running enterprise contracts). If your firm covers one, use it. If you are covering the cost yourself, the CertFuel course is free through the end of 2026, which is less than any paid tier on this page.

How long does Series 99 prep take?

Most candidates prepare in two to four weeks, or roughly 40 to 60 hours, and people already working in operations often need less. The exam itself is 50 scored questions in 90 minutes. For a plan built around the FINRA function weights, see our Series 99 study guide, and for what the 68% passing score actually demands, see our Series 99 pass rate guide.

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