Series 24 podcast · Episode 10
Account Opening and AML
45 min of listening
Customer-Related Activities. Free audio, ready to play in your browser.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Customer Account Information
- Customer Identification Program (CIP)
- AML Compliance Program
- SAR and CTR Reporting Obligations
- OFAC and FinCEN Reporting
- Account Transfers
- Reg S-P (Privacy) and Reg S-ID (Identity Theft)
- Numbered Accounts and Customer Statements
Put this episode into practice with adaptive questions and flashcards in the full Series 24 course.