The Series 63 audio companion
Make room for
a little listening.
Registration, ethical practices, and state securities rules. Take the course with you, one conversation at a time.
23
episodes. Your pace.
About 20 hours of audio, organized in course order.
Listen to 11 trial episodes here. The remaining 12 episodes are available inside the full app course.
Your listening list
Explore every unit,
one episode at a
time.
Regulations of Investment Advisers
1 episode · 57 min
Regulations of Investment Adviser Representatives
1 episode · 48 min
Regulations of Broker-Dealers
3 episodes · 2h 36m
Regulations of Agents of Broker-Dealers
2 episodes · 1h 50m
Regulations of Securities and Issuers
4 episodes · 4h 2m
Remedies and Administrative Provisions
3 episodes · 2h 30m
Communication with Customers and Prospects
5 episodes · 3h 49m
- Episode 15 Required Product Disclosures 35 min Available in the full app course Details ↗
- Episode 16 Unlawful Representations Concerning Broker-Dealer Agent Registration 32 min Available in the full app course Details ↗
- Episode 17 Performance Guarantees Prohibition 44 min Available in the full app course Details ↗
- Episode 18 Customer Agreements 1h 2m Available in the full app course Details ↗
- Episode 19 Correspondence and Advertising 55 min Available in the full app course Details ↗
Ethical Practices and Obligations
3 episodes · 2h 37m
Final Review
1 episode · 49 min
Build a study rhythm
Listen. Check it.
Make it stick.
Listen to a unit, then try a few questions before moving on. If a distinction is still fuzzy, open the matching written lesson from the player.
A few listening notes
Can I listen without an account?
The 11 trial episodes play directly in your browser without an account. Other episodes are marked as available in the full app course.
Is this an audiobook or a podcast?
It is an audio companion to the Series 63 course, with 23 episodes organized by course unit. You can play 11 trial episodes here; the remaining episodes are available in the full app course. Use it alongside the written lessons rather than as a word-for-word reading of the textbook.
Will it remember where I stopped?
With JavaScript enabled, the player saves your episode, listening position, and playback speed in this browser, separately for each course. It does not sync between devices. Private browsing or clearing browser storage can remove your saved place.
Should I use audio instead of practice questions?
Use both. Audio gives you another way to study the concepts; answering questions helps you check whether you can apply them. Pair each episode with the matching written lesson and practice in the CertFuel Series 63 course.