The Series 57 audio companion

Make room for
a little listening.

Trading practices, customer orders, reporting, and settlement. Take the course with you, one conversation at a time.

18 episodes. Your pace.
About 18 hours of audio, organized in course order. Free to listen. No account needed.

Browse the episodes ↓

Your listening list

The whole course,
one episode at a time.

17h 44m
01

General Trading Practices

7 episodes · 7h 17m

  1. Episode 01 Achieving Market Making Status 1h 6m Details ↗
  2. Episode 02 Understanding Order Types 1h 0m Details ↗
  3. Episode 03 Market Access 1h 0m Details ↗
  4. Episode 04 Identifying and Handling Clearly Erroneous Transactions 49 min Details ↗
  5. Episode 05 Display, Execution and Trading Systems 1h 12m Details ↗
  6. Episode 06 Identifying and Avoiding Prohibited Activities 1h 2m Details ↗
  7. Episode 07 Disseminating Quotes and Trade Advertisements 1h 9m Details ↗
Put what you heard into practice → Series 57 course · Free Beta
02

Trading Specific Products

4 episodes · 3h 11m

  1. Episode 08 IPOs, Secondary Offerings and Safe Harbor 59 min Details ↗
  2. Episode 09 Non-listed and Penny Stocks 22 min Details ↗
  3. Episode 10 Options Trading 56 min Details ↗
  4. Episode 11 Handling and Executing Short Sales 54 min Details ↗
Put what you heard into practice → Series 57 course · Free Beta
03

Handling Customer Orders

3 episodes · 3h 19m

  1. Episode 12 Meeting Obligations to Customers Regarding Orders 1h 17m Details ↗
  2. Episode 13 Identifying and Avoiding Prohibited Practices with Customer Orders 1h 1m Details ↗
  3. Episode 14 Regulation NMS 1h 1m Details ↗
Put what you heard into practice → Series 57 course · Free Beta
04

Books and Records, Trade Reporting and Settlement

3 episodes · 2h 52m

  1. Episode 15 Reporting Trades to the Designated Reporting Facility 57 min Details ↗
  2. Episode 16 Creating, Retaining and Reporting Required Records of Orders and Transactions 52 min Details ↗
  3. Episode 17 Clearance and Settlement 1h 4m Details ↗
Put what you heard into practice → Series 57 course · Free Beta
05

Final Review

1 episode · 1h 5m

  1. Episode 18 The Entire Series 57 Exam in One Pass 1h 5m Details ↗
Put what you heard into practice → Series 57 course · Free Beta

Build a study rhythm

Listen. Check it.
Make it stick.

Listen to a unit, then try a few questions before moving on. If a distinction is still fuzzy, open the matching written lesson from the player.

A few listening notes

Can I listen without an account?

Yes. Every episode on this page plays directly in your browser, with no signup required.

Is this an audiobook or a podcast?

It is an audio companion to the Series 57 course, with 18 episodes organized by course unit. Use it alongside the written lessons rather than as a word-for-word reading of the textbook.

Will it remember where I stopped?

With JavaScript enabled, the player saves your episode, listening position, and playback speed in this browser, separately for each course. It does not sync between devices. Private browsing or clearing browser storage can remove your saved place.

Should I use audio instead of practice questions?

Use both. Audio gives you another way to study the concepts; answering questions helps you check whether you can apply them. Pair each episode with the matching written lesson and practice in the CertFuel Series 57 course.