The Series 6 audio companion

Make room for
a little listening.

Investment companies, variable contracts, and working with customers. Take the course with you, one conversation at a time.

14 episodes. Your pace.
About 14 hours of audio, organized in course order. Listen to 7 trial episodes here. The remaining 7 episodes are available inside the full app course.

Browse the episodes โ†“

Your listening list

Explore every unit,
one episode at a time.

14h 3m
01

Seeking Business

2 episodes ยท 2h 1m

  1. Episode 01 Communications with the Public 50 min Details โ†—
  2. Episode 02 Soliciting Business and New Issues 1h 11m Details โ†—
Put what you heard into practice โ†’ Series 6 course ยท Adaptive practice and flashcards
02

Opening Accounts

4 episodes ยท 3h 56m

  1. Episode 03 Account Types and Registration 58 min Details โ†—
  2. Episode 04 Customer Screening and Documentation 1h 6m Details โ†—
  3. Episode 05 Customer Investment Profiles and Suitability 59 min Details โ†—
  4. Episode 06 Supervisory Approvals for Accounts 53 min Details โ†—
Put what you heard into practice โ†’ Series 6 course ยท Adaptive practice and flashcards
03

Investment Recommendations and Records

4 episodes ยท 4h 7m

  1. Episode 07 Investment Products and Features 1h 12m Details โ†—
  2. Episode 08 Investment Strategies and Analysis 51 min Available in the full app course Details โ†—
  3. Episode 09 Required Disclosures, Risks, and Fees 1h 5m Available in the full app course Details โ†—
  4. Episode 10 Customer Communications and Records 59 min Available in the full app course Details โ†—
Put what you heard into practice โ†’ Series 6 course ยท Adaptive practice and flashcards
04

Processing Transactions

3 episodes ยท 2h 41m

  1. Episode 11 Quotes and Best Execution 57 min Available in the full app course Details โ†—
  2. Episode 12 Transaction Processing and Settlement 57 min Available in the full app course Details โ†—
  3. Episode 13 Discrepancies, Complaints, and Arbitration 47 min Available in the full app course Details โ†—
Put what you heard into practice โ†’ Series 6 course ยท Adaptive practice and flashcards
05

Final Review

1 episode ยท 1h 18m

  1. Episode 14 The Entire Series 6 Exam in One Pass 1h 18m Available in the full app course Details โ†—
Put what you heard into practice โ†’ Series 6 course ยท Adaptive practice and flashcards

Build a study rhythm

Listen. Check it.
Make it stick.

Listen to a unit, then try a few questions before moving on. If a distinction is still fuzzy, open the matching written lesson from the player.

A few listening notes

Can I listen without an account?

The 7 trial episodes play directly in your browser without an account. Other episodes are marked as available in the full app course.

Is this an audiobook or a podcast?

It is an audio companion to the Series 6 course, with 14 episodes organized by course unit. You can play 7 trial episodes here; the remaining episodes are available in the full app course. Use it alongside the written lessons rather than as a word-for-word reading of the textbook.

Will it remember where I stopped?

With JavaScript enabled, the player saves your episode, listening position, and playback speed in this browser, separately for each course. It does not sync between devices. Private browsing or clearing browser storage can remove your saved place.

Should I use audio instead of practice questions?

Use both. Audio gives you another way to study the concepts; answering questions helps you check whether you can apply them. Pair each episode with the matching written lesson and practice in the CertFuel Series 6 course.