The Series 24 audio companion
Make room for
a little listening.
Broker-dealer supervision, business practices, and compliance. Take the course with you, one conversation at a time.
20
episodes. Your pace.
About 15 hours of audio, organized in course order.
Free to listen. No account needed.
Your listening list
The whole course,
one episode at a
time.
Registration & Personnel Management
2 episodes · 1h 26m
General Broker-Dealer Supervision
7 episodes · 4h 51m
- Episode 03 Written Supervisory Procedures and Controls 38 min Details ↗
- Episode 04 Conduct of Associated Persons 42 min Details ↗
- Episode 05 Compensation Practices 38 min Details ↗
- Episode 06 Product and Service Supervision 43 min Details ↗
- Episode 07 Disciplinary Actions and Customer Disputes 39 min Details ↗
- Episode 08 Books and Records 43 min Details ↗
- Episode 09 Financial Responsibility and Funding 49 min Details ↗
Customer-Related Activities
3 episodes · 1h 47m
Trading & Market Making
3 episodes · 2h 15m
Investment Banking & Research
3 episodes · 2h 29m
Final Review
2 episodes · 2h 8m
Build a study rhythm
Listen. Check it.
Make it stick.
Listen to a unit, then try a few questions before moving on. If a distinction is still fuzzy, open the matching written lesson from the player.
A few listening notes
Can I listen without an account?
Yes. Every episode on this page plays directly in your browser, with no signup required.
Is this an audiobook or a podcast?
It is an audio companion to the Series 24 course, with 20 episodes organized by course unit. Use it alongside the written lessons rather than as a word-for-word reading of the textbook.
Will it remember where I stopped?
With JavaScript enabled, the player saves your episode, listening position, and playback speed in this browser, separately for each course. It does not sync between devices. Private browsing or clearing browser storage can remove your saved place.
Should I use audio instead of practice questions?
Use both. Audio gives you another way to study the concepts; answering questions helps you check whether you can apply them. Pair each episode with the matching written lesson and practice in the CertFuel Series 24 course.