Series 24 podcast · Episode 13
Order Entry, Routing, and Execution
46 min of listening
Trading & Market Making. Free audio, ready to play in your browser.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Trader Mandates and Aggregation Units
- Market Making and Quoting Activities
- Regulation SHO: Short-Sale Compliance
- Regulation NMS and Best Execution
- Market Access Rule
- LULD and Market-Wide Circuit Breakers
- Prohibited Trading Activities
- Escalation Upon Discovery of Prohibited Activity
Put this episode into practice with adaptive questions and flashcards in the full Series 24 course.