Series 24 podcast · Episode 18
Research Activities
49 min of listening
Investment Banking & Research. Free audio, ready to play in your browser.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- What Counts as "Research"
- Research-Analyst Conflicts, Information Barriers, and Compensation
- Research Report Approval, Disclosures, and Dissemination
- Research Safe Harbors During Distributions
- Quiet Periods Surrounding Offerings
- Public Appearances and Regulation AC
- The Soft Dollar Safe Harbor
Put this episode into practice with adaptive questions and flashcards in the full Series 24 course.