Series 3 podcast · Episode 28
FCM and IB Regulations
48 min of listening
Regulations. Free audio, ready to play in your browser.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Guaranteed and Independent Introducing Brokers
- Net Capital Requirements
- Financial Reports
- Collection of Margin Deposits
- Customer Complaints
- Time-Stamping Requirements
- Promotional Material
- Disclosure of Transaction Costs
Put this episode into practice with adaptive questions and flashcards in the full Series 3 course.