Series 57 podcast · Episode 01
Achieving Market Making Status
1h 6m of listening
General Trading Practices. Free audio, ready to play in your browser.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- The Role of the Floor Broker
- The Use of Market Participant Identifiers (MPIDs)
- Responsibilities of a Qualified Block Positioner
- What Counts as a Market Maker
- Registration as an ADF Market Maker or ADF ECN
- Withdrawal of Quotations and Voluntary Termination of Registration
- Payments for Market Making
- Net Capital Requirements
Put this episode into practice with adaptive questions and flashcards in the full Series 57 course.