Series 57 podcast ยท Episode 17

Clearance and Settlement

1h 4m of listening
Books and Records, Trade Reporting and Settlement. Free audio, ready to play in your browser.

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the written unit.

Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:

  • Confirmations
  • Standard Settlement Time Frames for Various Products
  • Ex-Dividend, Ex-Rights and Ex-Warrants Dates
  • Clearing and Settling Facility and Corporate Debt Trades
  • Options Clearing Corporation Assignment Procedure
  • Close-Out Requirements for Various Products
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