Identifying and Avoiding Prohibited Activities
8 short videos covering every testable point in this unit. Pick a video below, or read any topic's full written lesson free in the CertFuel app, no signup wall.
Trading Ahead of Research Reports 
Front Running of Block Transactions 
Use of Material Nonpublic Information for Insider Trading 
Manipulation of Security Prices 
Use of Trading Schemes 
Engaging in Conduct That Influences or Intimidates Other Market Participants 
Payments Involving Publications That Influence the Market Price of a Security 
Order Entry and Execution Practices Read this unit's lessons, free
Every topic in this unit has a full written lesson, free to read in the CertFuel app with no signup wall. The complete Series 57 course also includes adaptive practice questions and spaced-repetition flashcards, available in Free Beta.