Series 6 podcast · Episode 01
Communications with the Public
43 min of listening
Seeking Business. Free audio, ready to play in your browser.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Communication Categories
- Content Standards and Prohibitions
- Principal Approval, Filing, and Recordkeeping
- Seminars and Group Forums
- Investment Company and Mutual Fund Communications
- Variable Product Communications
- Rankings, Volatility Ratings, and Municipal Fund Securities
Put this episode into practice with adaptive questions and flashcards in the full Series 6 course.