Series 6 podcast · Episode 07
Investment Products and Features
46 min of listening
Investment Recommendations and Records. Free audio, ready to play in your browser.
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Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Types and Characteristics of Underlying Securities
- Tax Treatment of Investment Products
- Investment Company Structure
- Types of Mutual Funds and Fund Objectives
- Sales Charges, Breakpoints, and 12b-1 Fees
- Sales Practices: DCA, Market Timing, and Late Trading
- Redemption of Mutual Fund Shares
- Distributions, Source-of-Distribution Notices, and Tax Reinvestment
- Variable Annuities and Variable Life Insurance
- Municipal Fund Securities: 529 Plans, LGIPs, and ABLE Accounts
- Investment Company Governance
Put this episode into practice with adaptive questions and flashcards in the full Series 6 course.