Series 6 podcast · Episode 09
Required Disclosures, Risks, and Fees
51 min of listening
Investment Recommendations and Records. Available inside the full CertFuel Series 6 course in the app.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Required Disclosures on Specific Transactions
- Types of Investment Risk
- Types of Investment Returns
- Costs and Fees Associated with Investments
- Tax Considerations: Gifts, Estates, and Inheritance
- Market Analysis Considerations
- Financial Exploitation of Specified Adults
Put this episode into practice with adaptive questions and flashcards in the full Series 6 course.