Series 6 podcast · Episode 12
Transaction Processing and Settlement
40 min of listening
Processing Transactions. Available inside the full CertFuel Series 6 course in the app.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Delivery Requirements and the Settlement Cycle
- Order Ticket Content and Information Flow
- Automated Execution Systems in the Packaged-Products Universe
- Uniform Practice
- Adjustment of Open Orders
- Other Trading Practices
- Regulation T: Credit by Brokers and Dealers
- Uniform Practice for Municipal Securities
Put this episode into practice with adaptive questions and flashcards in the full Series 6 course.