Series 63 podcast · Episode 12
Authority of the State Securities Administrator
45 min of listening
Remedies and Administrative Provisions. Available inside the full CertFuel Series 63 course in the app.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Authority of the State Securities Administrator
- The State Securities Administrator
- Administrator Powers
- What the Administrator CAN and CANNOT Do
Put this episode into practice with adaptive questions and flashcards in the full Series 63 course.