Series 63 podcast · Episode 08
Definition of Securities and Issuers
1h 8m of listening
Regulations of Securities and Issuers. Free audio, ready to play in your browser.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Definition of "Person"
- Definition of "Security"
- Definition of "Issuer"
- What IS a Security
- What is NOT a Security
- Offers and Sales
- Issuers and Non-Issuer Transactions
Put this episode into practice with adaptive questions and flashcards in the full Series 63 course.