Series 66 podcast · Episode 18
ERISA Issues
1h 4m of listening
Client Profiles & Financial Planning. Available inside the full CertFuel Series 66 course in the app.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Fiduciary Issues
- ERISA Participant-Directed Plans
- Investment Policy Statement (IPS)
- Prohibited Transactions
Put this episode into practice with adaptive questions and flashcards in the full Series 66 course.