Series 66 podcast · Episode 27
Investment Adviser Representative Regulation
53 min of listening
Laws, Regulations & Ethics. Available inside the full CertFuel Series 66 course in the app.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Definition of an IAR
- Registration Requirements
- Post-Registration Requirements
Put this episode into practice with adaptive questions and flashcards in the full Series 66 course.