Series 66 podcast · Episode 25
Securities and Issuer Regulation
1h 2m of listening
Laws, Regulations & Ethics. Available inside the full CertFuel Series 66 course in the app.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Key Definitions
- Securities Registration Process
- Registration Exemptions
- Accredited Investor Definition
- Definitions of Investment Companies
- State Antifraud Authority
Put this episode into practice with adaptive questions and flashcards in the full Series 66 course.