Series 66 podcast · Episode 30
Remedies and Administrative Provisions
57 min of listening
Laws, Regulations & Ethics. Available inside the full CertFuel Series 66 course in the app.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Authority of the State Securities Administrator
- Administrative Actions
- Other Penalties and Liabilities
Put this episode into practice with adaptive questions and flashcards in the full Series 66 course.