Series 7 podcast · Episode 18
Investment Companies and ETFs
54 min of listening
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Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Investment Company Classification Under the Investment Company Act of 1940
- Types of Mutual Funds
- Fund Objectives and Policy Changes
- Characteristics of Open-End Funds (Mutual Funds)
- Fees and Expenses
- Sales Practices
- Redemption
- Closed-End Fund Characteristics
- Unit Investment Trusts (UITs)
- Exchange-Traded Funds (ETFs)
- Tax Treatment of Mutual Funds
- Key Regulatory Provisions (Investment Company Act of 1940)
Put this episode into practice with adaptive questions and flashcards in the full Series 7 course.