Series 79 podcast · Episode 08
Exempt Securities (1933 Act)
39 min of listening
Underwriting & New Financing. Free audio, ready to play in your browser.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- The Exempt-Securities Framework
- The Traditional Intrastate Offering Safe Harbor
- The Modernized Intrastate Offering Exemption
- Regulation A
Put this episode into practice with adaptive questions and flashcards in the full Series 79 course.