Series 79 podcast · Episode 05
Underwriting Syndicate Activities
36 min of listening
Underwriting & New Financing. Free audio, ready to play in your browser.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Syndicate Agreement Architecture
- Types of Underwriting Commitments
- Contingency Offering Mechanics
- Lock-Up Agreements
- Regulation M Filings and Restricted-Period Notifications
- Disclosure of Price and Concessions in Selling Agreements
Put this episode into practice with adaptive questions and flashcards in the full Series 79 course.