Execution and Distribution
12 short videos covering the topics in this unit. Pick a video below, or read any topic's full written lesson free in the CertFuel app, no signup wall.
Sales Force Education and Marketing Strategy 
Road Show and Investor Targeting 
Building the Book and Indications of Interest (IOIs) 
Sizing, Pricing, and Timing 
Allocation: Retail vs Institutional Demand 
Underwriter's Spread Components 
New Issue Allocation Restrictions 
Greenshoe (Over-Allotment) Option 
Stabilization and Syndicate Covering 
Reg M Trading Restrictions on Participants 
Suitability, Reg BI, and Form CRS 
Exchange Listing and State Preemption Read this unit's lessons, free
Every topic in this unit has a full written lesson, free to read in the CertFuel app with no signup wall. The complete Series 79 course also includes adaptive practice questions and spaced-repetition flashcards.