Exempt Transactions (1933 Act)
11 short videos covering the topics in this unit. Pick a video below, or read any topic's full written lesson free in the CertFuel app, no signup wall.
The Exempt-Transaction Framework 
Regulation D Framework Rules 
Accredited Investor Definition 
The Small-Offering Reg D Tier 
How Do the Private-Placement and Verified-Solicitation Paths Differ? 
How Does the Public-Resale Safe Harbor Permit Restricted and Control-Security Resales? 
How Does the Institutional Private-Resale Safe Harbor Support Institutional Private Resales? 
Regulation S: Offshore Offerings 
How Do FINRA Member Private Offerings Work? 
Private Placement Process and Documents 
Resales of Securities by Control Persons Read this unit's lessons, free
Every topic in this unit has a full written lesson, free to read in the CertFuel app with no signup wall. The complete Series 79 course also includes adaptive practice questions and spaced-repetition flashcards.