Exam Topics
Study the four Series 82 functions: private offerings, customer accounts, recommendations and records, and transactions. Each guide connects rules to practical scenarios.
Series 82 Customer Accounts and Investor Verification
Separate identity, authority, investor qualification, and customer objectives when studying the Series 82 account-opening function. Prepare with CertFuel.
Series 82 Private Offerings: Regulation D and Due Diligence
Study Series 82 offering exemptions, Rule 506(b) versus 506(c), investor qualifications, and the placement agent’s due-diligence responsibilities.
Series 82 Transactions: Subscriptions, Funds and Complaints
Study purchase instructions, subscription agreements, contingency funds, confirmations, and complaint handling for Series 82. Prepare with CertFuel.
Series 82 Recommendations, Disclosures and Records
Study best-interest obligations, private-placement risks, conflicts, and records for the Series 82 recommendations function. Prepare with CertFuel.