Series 82 podcast · Episode 10
Account Opening Requirements
1h 12m of listening
Opening Customer Accounts. Free audio, ready to play in your browser.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Institutional and Discretionary Accounts
- Required Customer Account Information
- Trusted Contact Person and Recordkeeping Retention
- Account Registration Changes and Internal Transfers
- Predispute Arbitration Agreements in Account Paperwork
- ERISA and the Retirement-Plan Account
Put this episode into practice with adaptive questions and flashcards in the full Series 82 course.