Series 82 podcast · Episode 07
Mechanics of Distribution and Placement Agents
34 min of listening
Seeking Business and Private Offerings. Free audio, ready to play in your browser.
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the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Methods of Distribution
- Role of the Placement Agent and Dealer Manager
- Distributing the Private Placement Memorandum and Proceeds; Building the Selling Group
- Who May Sell an Offering Without Registering as a Broker
- Obligations and Liabilities of Placement Agents and Selling Group Members
- Components of the Spread
- Pricing of the Issue
- All-or-None Representations and Payment Handling
Put this episode into practice with adaptive questions and flashcards in the full Series 82 course.