Customer Documentation and Screening
8 short videos covering every testable point in this unit. Pick a video below, or read any topic's full written lesson free in the CertFuel app, no signup wall.
Identifying Potential Investors and the Confidentiality Agreement 
Customer Screening: CIP, KYC, and Entity Documents 
Account Authorizations: POA, Trust Documents, and Corporate Resolutions 
Documentation of Customer Authorization: Full Versus Limited 
Documentation Necessary for Electronic Private Placement Offerings 
QIB Certification Letters, Subscription Agreements, and Investor Questionnaires 
Regulation S-P: Initial Privacy Notice and Opt-Out 
Regulation S-P: Disclosure Limitations, Exceptions, and Safeguarding Read this unit's lessons, free
Every topic in this unit has a full written lesson, free to read in the CertFuel app with no signup wall. The complete Series 82 course also includes adaptive practice questions and spaced-repetition flashcards, available in Free Beta.