Series 99 podcast · Episode 02
Cashiering and Account Transfers
33 min of listening
Broker-Dealer Operations. Free audio, ready to play in your browser.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Movement of Funds and Securities
- Customer Account Transfers
- Transfer-Interference Restrictions
- Check Handling and Prohibited Practices
Put this episode into practice with adaptive questions and flashcards in the full Series 99 course.