Series 99 podcast · Episode 14
The Entire Series 99 Exam in One Pass
1h 6m of listening
Final Review. Free audio, ready to play in your browser.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Broker-Dealer Operations
- Professional Conduct and Controls
Put this episode into practice with adaptive questions and flashcards in the full Series 99 course.