SIE podcast · Episode 15
Trade Settlement and Corporate Actions
44 min of listening
Trading, Accounts & Prohibited Activities. Free audio, ready to play in your browser.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Settlement Time Frames
- Physical vs. Book Entry
- Types of Corporate Actions
- Stock Splits and Reverse Splits
- Adjustments to Securities
- Delivery of Notices and Deadlines
- Proxies and Proxy Voting
Put this episode into practice with adaptive questions and flashcards in the full SIE course.