Trade Settlement and Corporate Actions
7 short videos covering every testable point in this unit. Pick a video below, or read any topic's full written lesson free in the CertFuel app, no signup wall.
Settlement Time Frames
Physical vs. Book Entry
Types of Corporate Actions
Stock Splits and Reverse Splits
Adjustments to Securities Subject to Corporate Actions
Delivery of Notices and Corporate Action Deadlines
Proxies and Proxy Voting Read this unit's lessons, free
Every topic in this unit has a full written lesson, free to read in the CertFuel app with no signup wall. The complete SIE course in the app is free too, including adaptive practice questions and spaced-repetition flashcards.