Series 24 podcast · Episode 16
Investment Banking Activities
56 min of listening
Investment Banking & Research. Free audio, ready to play in your browser.
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the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- The '33 Act Registration Process
- Private Offerings: Reg D, Reg S, Reg A, and Resale Safe Harbors
- Corporate Financing and Underwriting Compensation
- Conflicts and Allocations
- Due Diligence on Issuers
- M&A, Tender Offers, and Fairness Opinions
- Regulation M: Stabilization and Distribution
- Information Barriers and Watch / Restricted Lists
- Periodic Reporting and Regulation FD
- Loan Documents, Bankruptcy, and Investor Claims
Put this episode into practice with adaptive questions and flashcards in the full Series 24 course.