Series 24 podcast · Episode 15
Trade Reporting
47 min of listening
Trading & Market Making. Free audio, ready to play in your browser.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Trade Reporting Facilities: TRF, ADF, ORF, and TRACE
- Reporting Timeliness and MPID Mapping
- Trade Report Modifiers and Special Conditions
- Trade Report Recordkeeping
- Definitions and Cross-Cutting Concepts
- Consolidated Audit Trail (CAT)
- Penny Stock Supervision
- Books-and-Records and Reporting-Rule Violations
Put this episode into practice with adaptive questions and flashcards in the full Series 24 course.