Series 57 podcast · Episode 05
Display, Execution and Trading Systems
1h 12m of listening
General Trading Practices. Free audio, ready to play in your browser.
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the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Understanding Order Entry Parameters
- Trading Rotations
- Opening a Series in a Rotation
- After the Opening Rotation
- Fast Markets and Emergency Conditions
- The Use of the Alternative Display Facility
- Quote and Order Access Requirements
- Minimum Performance Standards and System Outages
- Normal Business Hours and Locked or Crossed Quotations
- Review of Direct or Indirect Access Complaints
- The Role of Alternative Trading Systems
- The Regulation ATS Definitions
- Requirements for Alternative Trading Systems
- Display, Fair Access and Systems Capacity Duties
- Recordkeeping and Record Preservation
Put this episode into practice with adaptive questions and flashcards in the full Series 57 course.