Identifying and Handling Clearly Erroneous Transactions

Pair listening with reading

Follow along with
the written unit.

Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:

• Minimum Criteria Necessary for a Transaction to Qualify as Clearly Erroneous
• Nullifying an Exchange-Listed Transaction
• Reviewability and the Two Price Yardsticks
• Multi-day Events, Trading Halts and Exchange Coordination
• Clearly Erroneous Transactions in OTC Equity Securities
• Appealing a Nullification to the Uniform Practice Code Committee

Put this episode into practice with adaptive questions and flashcards in the full Series 57 course.