Series 57 podcast · Episode 11
Handling and Executing Short Sales
54 min of listening
Trading Specific Products. Free audio, ready to play in your browser.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Short Sale Regulations
- Locates and Borrows
- The Price Test
- Close-Out Requirements for Threshold Securities
- Close-Out Requirements for Fails to Deliver
- Order Marking Requirements
- Trade Reporting of Short Sales
- Short Sale Exemptions
Put this episode into practice with adaptive questions and flashcards in the full Series 57 course.