Series 57 podcast · Episode 12
Meeting Obligations to Customers Regarding Orders
1h 17m of listening
Handling Customer Orders. Free audio, ready to play in your browser.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Market Hours Versus Pre- and Post-Market Trading
- Best Execution Requirements
- Adjustment of Orders for Stock Splits and Dividends
- Fair Prices and Commissions
- Other Trading Practices Reaching Customer Orders
- Net Transactions
- Stop Orders and Stop Limit Orders
- Order Marking
Put this episode into practice with adaptive questions and flashcards in the full Series 57 course.