Series 57 podcast · Episode 03
Market Access
1h 0m of listening
General Trading Practices. Free audio, ready to play in your browser.
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Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- What Market Access Is and Which Firms It Binds
- Requirements for Direct Market Access and Sponsored Access
- The Purpose of Credit and Capital Limits
- Identifying Pre-Trade Risk Controls
- Direct and Exclusive Control and Its One Exception
- Reviewing the Controls and Certifying Them Annually
Put this episode into practice with adaptive questions and flashcards in the full Series 57 course.