Series 6 podcast · Episode 03
Account Types and Registration
44 min of listening
Opening Accounts. Free audio, ready to play in your browser.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Types of Accounts Offered by a Broker-Dealer
- Account Registration Types
- Requirements for Opening Customer Accounts
- Retirement Plans and Other Tax-Advantaged Accounts
- Employer-Sponsored Qualified Plans and ERISA
- Transfers, Rollovers, and Distribution Strategies
- Wealth Events: Inheritance
- Account Registration Changes and Internal Transfers
Put this episode into practice with adaptive questions and flashcards in the full Series 6 course.