Series 6 podcast · Episode 04
Customer Screening and Documentation
49 min of listening
Opening Accounts. Free audio, ready to play in your browser.
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Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Customer Screening: CIP and KYC
- Screening: Citizenship, Insiders, and Industry Employees
- Information Security and Privacy: Regulation S-P
- Account Authorizations: Power of Attorney
- Account Authorizations: Trusts, Corporations, and Entities
- Account Authorizations: Discretionary Accounts
- Identifying and Escalating Suspicious Activity
Put this episode into practice with adaptive questions and flashcards in the full Series 6 course.