Series 7 podcast · Episode 03
Account Types and Registration
43 min of listening
Customer Accounts & Suitability. Free audio, ready to play in your browser.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Types of Accounts
- Account Registration Types
- Requirements for Opening Customer Accounts
- Day-Trading Accounts: Approval and Risk Disclosure
- Wealth Events
- Account Registration Changes and Internal Transfers
Put this episode into practice with adaptive questions and flashcards in the full Series 7 course.