Series 7 podcast · Episode 04
Customer Screening and Documentation
47 min of listening
Customer Accounts & Suitability. Free audio, ready to play in your browser.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Customer Screening and Identification
- Know Your Customer (KYC)
- Screening for Special Categories of Customers
- Identifying and Escalating Suspicious Activity
- Information Security and Privacy Regulations
- Account Authorizations and Legal Documents
- Discretionary Accounts
Put this episode into practice with adaptive questions and flashcards in the full Series 7 course.